Computer progammer allowed investors to buy, sell and trade shares in unregistered exchanges.
The bank said it was conducting a sweeping review of its monitoring.
Sens. Elizabeth Warren (D-Mass.) and Joe Manchin (D-W.Va.) are leaning on the White House to...
Regulators are taking aim at prepaid credit cards with new rules.
Five large banks have agreed to pay roughly $3.3 billion in penalties for attempting to manipulate...
The Commodity Futures Trading Commission pulled in a record amount of monetary sanctions against...
A top-to-bottom review of the federal rulebooks is getting underway.
A CFTC commissioner wants to "lay the groundwork for future innovation."
A recent study says the SEC gave market-sensitive info to subscribers before the public.
The issue will appear on ballots in Alaska, Arkansas, Nebraska and South Dakota.
We are finally learning more about the cumulative impact of regulations.
Six federal agencies wrapped up final approval on a qualified residential mortgage rule on...
"You need to fix it, or we need to get someone who will," Sen. Elizabeth Warren said.
A federal appeals court will reconsider its decision to scrap the rule.
The decline in workers' pensions creates a challenge for private equity funds.
The banking industry says retailers are leaving consumers open to cyber theft.
Congress should hold agencies accountable for actions outside the formal rule-making process.
The CFTC took on new responsibilities after the economic crisis.
Every state that could vote for a higher minimum wage did so.
Regulators issued voluntary standards meant to combat hackers.
A D.C. judge has tossed out a contentious administration rule aimed at building housing...
From financial regulation to the war on ISIS, here are the areas to watch.
The CFPB is not naming the alleged bad actors.
The Consumer Financial Protection Bureau (CFPB) said Wednesday that it has finished tweaking some ...